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Best Ex vs. Fair Pricing vs. Reasonable Comp
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Best Ex vs. Fair Pricing vs. Reasonable Comp
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Narrated by:
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This episode takes a slightly different approach! Listen in as TRADEliance discusses the difference between best ex, fair pricing and reasonable compensation while highlighting some cases that support these differences.
- Best Execution: How is the Order Handled ?
- Fair Pricing: What is the actual price to the client?
- Reasonable Compensation: What is the BD entitled to charge for that trade?
- Are you supervising these topics separately?
The disciplinary cases discussed in this episode are listed below:
- Best Execution Case #1
- Best Execution Case #2
- Best Execution Case #3
- Fair Pricing Case #4
- Fair Pricing Case #5
- Reasonableness of Compensation Case #6
- Reasonableness of Compensation Case #7
Enjoy!
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