This week’s COMPLY episode is final discussion between John Zanzarella, PerformLine’s CRO, Ed Vincent, CEO of Lumio, Kunal Datta, Head of Product at Unit21, and Anna Fridman, Co-Founder of Spring Labs, as they take a deep dive into the transformative impact of AI on RegTech, exploring how AI-driven solutions are redefining compliance strategies for financial institutions.

This episode highlights:

• RegTechs are evolving to meet rising compliance expectations, offering faster and smarter AI-driven compliance solutions.
• Financial institutions are adopting proactive, data-driven strategies to strengthen compliance and stay ahead of risk.
• Emerging trends: how AI and automation are transforming scale by boosting efficiency and enabling smarter risk management

Show Notes:

• Listen to Part 1: https://performline.com/blog-post/episode-73-from-compliance-to-catalyst-ai-role-in-regtech-part-1/
• Listen to Part 2: https://performline.com/blog-post/episode-74-from-compliance-to-catalyst-ai-role-in-regtech-part-2/
• Connect with John Zanzarella: https://www.linkedin.com/in/johnzanzarella/
• Subscribe to PerformLine to stay connected to resources and updates: https://lp.performline.com/subscribe-to-performline

This week's COMPLY episode is part 2 of a discussion between John Zanzarella, PerformLine’s CRO, Ed Vincent, CEO of Lumio, Kunal Datta, Head of Product at Unit21, and Anna Fridman, Co-Founder of Spring Labs, as they take a deep dive into the transformative impact of AI on RegTech, exploring how AI-driven solutions are redefining compliance strategies for financial institutions.

This episode highlights:

• Responsible AI Adoption: Technology must be responsible, explainable and auditable, not just powerful.
• Practical AI Applications in Compliance: How to leverage AI tools integrated with existing platforms to improve efficiency and compliance quality.
• Risk-Based Approach: custom automation settings and profiles; maintain transparency, auditability, and human oversight.

Show Notes:

• Listen to Episode 1: https://performline.com/blog-post/episode-73-from-compliance-to-catalyst-ai-role-in-regtech-part-1/
• Connect with John Zanzarella: https://www.linkedin.com/in/johnzanzarella/
• Subscribe to PerformLine to stay connected to resources and updates: https://lp.performline.com/subscribe-to-performline

This COMPLY Podcast episode is part 1 of a discussion between John Zanzarella, PerformLine’s CRO, Ed Vincent, CEO of Lumio, Kunal Datta, Head of Product at Unit21, and Anna Fridman, Co-Founder of Spring Labs, as they take a deep dive into the transformative impact of AI on RegTech, exploring how AI-driven solutions are redefining compliance strategies for financial institutions.

This episode highlights:

• RegTechs are evolving to meet rising compliance expectations, offering faster and smarter AI-driven compliance solutions.
• Financial institutions are adopting proactive, data-driven strategies to strengthen marketing compliance and stay ahead of risk.
• AI and automation are transforming scale by boosting efficiency and enabling smarter risk management.

Show Notes:

• Connect with John Zanzarella: https://www.linkedin.com/in/johnzanzarella/
• Subscribe to PerformLine to stay connected to resources and updates: https://lp.performline.com/subscribe-to-performline

About COMPLY: The Marketing Compliance Podcast

The state of marketing compliance and regulation is evolving faster than ever. On the COMPLY Podcast, we sit down with the biggest names in marketing, compliance, regulations, and innovation as they share their playbooks to help you take your compliance practice to the next level.