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ETF Conversions Series: Part 3 - SMAs & Private Fund Conversion Considerations

ETF Conversions Series: Part 3 - SMAs & Private Fund Conversion Considerations

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Seward & Kissel’s most recent Market Moments episodes include a 3-part series during which Paul Miller, a partner in the Firm’s Investment Management group, speaks with Alexandra Alberstadt, counsel in the investment management group, about high-level considerations for investment advisers considering converting their products to exchange-traded funds (ETFs).

In Part 3, Alex and Paul discuss the steps required for private fund and SMA managers to convert, governance considerations and transparent vs. non-transparent vehicles.

The discussion in this podcast is for informational purposes only and is not intended and should not be considered to be legal advice, and no attorney-client relationship is being created by this podcast. Attorney advertising.

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