Regulatory Round-Up: FCA Priorities, Targeted Support and the Rising Role of Inheritance Tax
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Regulatory Round-Up: FCA Priorities, Targeted Support and the Rising Role of Inheritance Tax
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About this listen
In this episode, Rachel and Vicky unpack key regulatory developments for advisers and wealth managers, including the FCA’s consumer investment priorities and expectations around communication, governance, Consumer Duty and financial crime controls. They also cover updates from Quarterly Consultation Paper No. 51, including CCR009 reporting and changes to the authorisation process. Finally, they explore the targeted support gateway and key Spring Statement messages on inheritance tax, highlighting what firms should consider when reviewing compliance frameworks, reporting and client communications.
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