Series 22 Exam Lesson 3: Essential Vocabulary, Part II 2023
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Series 22 Exam Lesson 3: Essential Vocabulary, Part II 2023
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Person When talking about investing, this is any entity that can form a legally-binding contract (they are of age and of sound mind), and they are allowed to do business in the securities market. These do not only have to be an individual, but can be a partnership, a government agency, a corporation, etc. Limited Partner Rollup This is a transaction that merges or reorganizes two or more…
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