In this important episode we discuss what it really takes to create investing opportunities for all client segments - how to bring investing to the masses. We also discuss how quickly our industry is changing, where the puck is going, and what we must do to keep up.

Discussion topics include:

• The threat posed by the app-based fintechs
• How to bring investing to the masses
• Eliminating friction in the investing process
• Effectively serving the NextGen investors
• Being there when the investor transitions from DIY to DIFM (Do It For Me)
• Abandoning what got you to where you are today

We also introduce a new “disruptor” third-party broker dealer to our channel!

Hosts:

Scott Stathis and Bob Mittel

Our discussion guests are:

• Bill Capuzzi - CEO Apex Fintech Solutions
• Joseph Marasciullo – President United Nations Federal Credit Union
• Justin Steitz - Chief Operating Officer at Copper Financial

Our sponsoring partner, who made this episode possible, is:

Copper Financial

Music Credits:

Band: A Rusty Something (Nick Simpson)

Song: SSRI

Disclosure Statement from Copper Financial:

The information contained within this podcast is provided for informational purposes only and should not be construed as personalized investment advice, or an offer to sell or the solicitation of any offer to buy any securities. The comments, views, and opinions expressed in the presentation are those of the speakers and do not necessarily represent the views of Copper Financial (“CuFi”). Some asset categories and investments discussed in this podcast may not be available through CuFi.

 Securities and advisory services offered through CuFi, Member FINRA/SIPC. CuFi is a SEC registered investment adviser. Products offered through CuFi: are not NCUA/NCUSIF or otherwise federally insured, are not guarantees or obligations of the credit union, and may involve investment risk including possible loss of principal. CuFi is a wholly-owned subsidiary of CommunityAmerica Credit Union.

Disclosure Statement from Apex Clearing Corporation:

Information provided by Bill Capuzzi in this podcast is for informational purposes only and is not intended to be a solicitation, offering or recommendation of any security, digital asset, or investment management/advisory service. Opinions and commentary expressed by Bill Capuzzi are his own and not necessarily those of Apex Clearing Corporation, a subsidiary of Apex Fintech Solutions. Apex Clearing Corporation is a SEC-registered broker-dealer and member of FINRA /SIPC. Cryptocurrency products and services are offered through an affiliate Apex Crypto LLC (NMLS ID 1828849).

Listen to highlights of this fascinating discussion on ESG investing with a panel of subject matter experts.

In this fascinating discussion we peal back the layers of ESG to uncover what it really is, how to manage it by leveraging the latest technology, how to cut through the “greenwashed” marketing fluff, and how to use ESG as a practice differentiator.

We promise you this is the most enlightening ESG discussion you will ever listen to!

Once you listen to the episode be sure to visit our ESG page for the information and graphics that will provide additional related insights.

Hosts:

Scott Stathis and Bob Mittel

Discussion Guests:

• Gabe Rissman – Co-Founder, YourStake
• Patrick Reed – Co-Founder YourStake
• Sean Meighan – Managing Director, Advisory Services, Atria Wealth Solutions
• Max Mintz – Financial Planner, Common Interests
• Keith Burger – National Sales Director, formally AIG now Luma Technologies

Sponsoring Partner:

YourStake

Music Credits:

Band: A Rusty Something (Nick Simpson)

Song: SSRI