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The 401(k) Audit CPA Success Show

Written by: Summit CPA Group Anders CPAs + Advisors
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  • Summary

  • Do you have 100 eligible participants in your 401(k) plan? If so, you might need a 401(k) audit. Anders CPAs + Advisors helps make the audit process as smooth as possible for companies across the United States. This podcast seeks to help companies learn everything they need to know about 401(k) audits, the audit process, and what you need to look for when searching for a 401(k) auditor. Tune-in monthly as Kim Moore, Director + 401(k) Audit at Anders, and special guests share the knowledge and experience acquired from decades of experience performing 401(k) audits. We'll answer some of the most common questions like does my company need a 401(k) audit? What do we need to do to prepare for a 401(K) audit? And much, much more.
    2019-2022 Anders CPAs + Advisors
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Episodes
  • Lessons Learned from the Department of Labor Audit Quality Study

    Lessons Learned from the Department of Labor Audit Quality Study
    Apr 1 2024

    Topics discussed in this episode include:

    • Top takeaways from the Audit Quality Study
    • Which sections of an EBP audit have the highest rates of errors
    • The questions to ask your audit firm to determine whether they have the experience your business needs

    Episode resources:

    • Watch episodes of The 401(k) Audit CPA Success Show on YouTube.
    • Learn more about the Anders 401(k) process and pricing.
    • Request a 401(k) audit consultation
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    46 mins
  • 7 Tips to Become a Proactive Plan Administrator

    7 Tips to Become a Proactive Plan Administrator
    Jan 31 2024

    Summit CPA Group has merged with Anders CPAs + Advisors! Visit our website to learn more about our 401(k) process and pricing: https://anderscpa.com/401k-audits/ 

    Topics discussed in this episode include:

    • Tips on defining roles within your 401(k) plan to promote more cohesion
    • The importance of access reviews and why access levels are an equally important part of the discussion
    • Benefits of a compliance calendar, plus tips to create one that helps you meet deadlines and improve processes
    • Why hiring an investment advisor could help improve participant satisfaction and be a part of your due diligence

    Episode resources:

    • Watch episodes of The 401(k) Audit CPA Success Show on YouTube.
    • Learn more about the Anders 401(k) process and pricing.
    • Email our Director and 401(k) Audit Practice Leader, Kim Moore, with questions.
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    39 mins
  • Keeping up with 401(k) Compliance Requirements

    Keeping up with 401(k) Compliance Requirements
    Oct 2 2023

    Summit CPA Group has merged with Anders CPAs + Advisors! Visit our website to learn more about our 401(k) process and pricing: https://anderscpa.com/401k-audits/ 

    “We always say that you can outsource the responsibility, but you can't outsource accountability. And you as the fiduciary are responsible. Even though you have hired this third party and you have a contract and everything else, you're still ultimately responsible for whatever happens. So, if something goes wrong and the money gets dispersed to the wrong person, you could be held liable.”

    Topics discussed in this episode include:

    • How failure to comply with ERISA, DOL or IRS compliance guidelines can result in hefty fines, legal action and even jail time for plan fiduciaries
    • The importance of obtaining a fidelity bond, also known as an ERISA bond, even if a third-party administrator says it’s not necessary
    • Discrimination testing best practices to ensure timely compliance so you can avoid paying excise taxes
    • Why plan sponsors and administrators should regularly review plan distributions 

    Episode resources

    • Watch episodes of The 401(k) Audit CPA Success Show on YouTube.
    • Learn more about the Anders 401(k) process and pricing.
    • Email our Director and 401(k) Audit Practice Leader, Kim Moore, with questions.
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    50 mins
Political Science Management Leadership Economics
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